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� Disclaimer and Disclosures:
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️ Market Risk Warning: “Investment in securities market are subject to market risks. Read
all the related documents carefully before investing.”
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� Possibility of Loss: Market risks may result in partial or permanent loss of investments
under certain market conditions.
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� Illustrative Purposes Only: The securities mentioned are presented solely for illustrative
purposes. They do not constitute investment advice or recommendations in any form.
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� SEBI Registration Disclaimer: “Registration granted by SEBI and certification from NISM
do not guarantee the performance of the intermediary nor assure returns to investors.”
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� Past Performance Warning: Past performance is not indicative of future
results. Investments are subject to market risks, and historical returns should not be relied
upon as a basis for future investment decisions.
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️ Risk Associated with Open Positions: Our recommendations may involve open positions
without specifying stop-loss levels or target prices, which means portfolios are exposed
to potentially significant losses in case of adverse market movements or unexpected
company-specific events. Investors should be aware that without predefined exit points, the
risk of substantial capital erosion increases materially.
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acknowledged, and no liability will arise therefrom.
(d) No third party or employee is authorized to offer return guarantees. Report any such
activity to our Compliance Officer and SEBI immediately.
(e) If you engage with such unauthorized persons, including our employees or associates,
or accept return guarantees without officially informing the company, the company will
not be liable for any resulting losses or liabilities.
(f) Reporting such incidents both internally (Compliance Officer) and to the regulatory
authority (SEBI) is a critical step to help stop potentially illegal investment schemes.
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� No Warranties on Accuracy or Results: The research analyst or entity does not
guarantee the accuracy, completeness, or reliability of any information or content on its
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platform or reports. This includes warranties related to merchantability, suitability for an
investor’s purpose, or non-infringement.
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�No Claims for Losses from Recommendations: “By the nature of investment risk,
investors cannot claim compensation for any losses incurred based on the research
recommendations provided. All investment decisions and their consequences remain the
sole responsibility of the investor..”
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️ Options Trading Risk
Understanding the Risks of #HeroZero and #ZeroHero Options Calls
Options trading—particularly strategies shared under labels such as #HeroZero and
#ZeroHero—involves high capital risk. These trades carry a high probability of total capital
loss due to the leveraged and time-bound nature of derivatives.
Investors must engage in Futures & Options (F&O) trading strictly in accordance with their
personal risk appetite and financial capacity. These calls are intended for experienced
market participants who understand the volatility and complexity of options markets.
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� Exercise Caution:
While we provide research analysis and securities-specific recommendations, we do not
offer:
(a) Portfolio management services (PMS)
(b) Personalized account handling
(c) Profit-sharing arrangements
(d) Investment advisory based on individual risk profiling
Investors are responsible for their own investment decisions and should seek a registered
investment adviser for personalized financial planning services.
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� Report Unethical Practices:
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misleading claims, unauthorized fee collection, or unethical conduct involving our services
or brand:
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activity to our Compliance Officer and SEBI immediately.
(b) If you engage with such unauthorized persons, including our employees or associates,
or accept return guarantees without officially informing the company, the company will
not be liable for any resulting losses or liabilities.
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authority (SEBI) is a critical step to help stop potentially illegal investment schemes.
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� Disclosure of Material Information:
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� Entity Name: ROHIT
SEBI Research Analyst Registration No.: INH000022109
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� Business Activity:
ROHIT is engaged in the business of providing independent equity research services. The
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irm offers Buy / Sell / Hold recommendations and other investment opinions to clients in
the form of research reports, analysis, and market commentary.
The company is registered with the Securities and Exchange Board of India (SEBI) as
a Research Analyst under the SEBI (Research Analyst) Regulations, 2014.
All recommendations are made in good faith and based on data believed to be reliable at
the time of publication. Investors are advised to use discretion and consult with certified
professionals before making any financial decisions.
✅ Regulatory Standing
This disclosure is in compliance with SEBI’s guidelines requiring transparency about the
nature of the research entity and its registration credentials.
SEBI Registration No.: INH000022109
Name of RA Entity: ROHIT
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� Disciplinary History Statement:
ROHIT (SEBI Registration No.: INH000022109) and its Partners and associates have a clear
and unblemished record.
(a) There have been no instances of disciplinary action, penalties, or sanctions levied or
passed by any regulatory or administrative authorities against ROHIT, its Partners, or its
associates.
(b) This statement is made in accordance with disclosure requirements for transparency and
regulatory compliance as per SEBI (Research Analyst) Regulations, 2014.
Investors and clients can be assured that ROHIT operates in full compliance with all
relevant regulatory and ethical standards, and maintains a clean disciplinary record.
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�Terms & Conditions of Issuance: Research Report by ROHIT (INH000022109):
1. Purpose and Audience:
(a) The Research Report is exclusively issued to registered clients of ROHIT.
(b) Reports and recommendations serve informational purposes only and are delivered as
part of the firm’s professional research analyst services.
2. Basis and Reliability of Information:
(a) All research content is prepared using facts, figures, and information deemed to be true,
correct, and reliable at the time of publication.
(b) Information sources include publicly available data and other trusted channels believed
to be accurate.
(c) The research team conducts a review to ensure that there are no untrue statements of
material fact and no false or misleading information in any report or recommendation.
3. Nature of Recommendations
(a) Reports and recommendations are provided solely for informational purposes.
(b) The documents do not constitute an offer document and shall in no way be interpreted
as a solicitation to:
(i) Buy
(ii) Sell
(iii) Hold
(iv) Other ratings defined.
4. No Offer or Solicitation
(a) The material does not create any obligation for clients to act on the information
contained within.
(b) It does not represent any proposal, invitation, or inducement relating to the trading or
investment in securities.
5. Regulatory Compliance
(a) ROHIT is registered under SEBI (Research Analyst) Regulations, 2014 and operates
under SEBI Registration No. INH000022109.
(b) All recommendations adhere to compliance and disclosure standards set by regulatory
authorities.
6. Client Responsibility
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(a) Clients are urged to exercise independent judgment and consult with their own
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inancial or investment advisors before making any decision based on the research.
(b) The report, analysis, or recommendations do not replace independent professional
advice suited to individual circumstances.
7. Limitation of Liability
(a) ROHIT and its analysts do not accept responsibility or liability for losses, whether direct
or indirect, that may result from the use of the research report or recommendations.
8. Copyright and Confidentiality
(a) Research reports are issued for personal use of registered clients only.
(b) No part of the report may be reproduced, redistributed, or published without written
authorization from ROHIT.
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️ Risk Disclosures
ROHIT (SEBI Registration: INH000022109), along with its partners, employees, officers, and
affiliates, shall not be held responsible for any loss, damage, or liability arising from any
unintentional errors, omissions, or inaccuracies in the research reports or
recommendations provided.
Key Risk Considerations:
(a) Market Risk: Investing in the securities market involves significant risk. Under certain
market conditions, investors may incur substantial or even complete losses of their
investment or portfolio.
(b) No Personalized Advice:
The research reports and recommendations are general in nature and do not account for
individual financial situations, investment goals, or risk profiles. They are not tailored to
any specific investor’s requirements.
(c) Client Responsibility:
Clients and readers of our reports are strongly advised to assess their own risk appetite,
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inancial situation, and investment objectives before acting on any recommendations.
Where necessary, they should consult a certified financial advisor to determine the
suitability of the information provided.
(d) Capital Market Risk Awareness: Clients should acknowledge and fully understand that
all investments in the capital markets are subject to market volatility and external events
that may adversely affect portfolio performance.
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✅ Disclaimer: Investors are solely responsible for all decisions taken on the basis of the
research reports or recommendations issued by ROHIT. All investments carry risk, and past
performance or expert opinion does not guarantee future outcomes.
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� Disclosure of All Material Information
Entity Name: ROHIT
SEBI Research Analyst Registration Number: INH000022109
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� Disclosures Regarding Ownership and Material Conflicts of Interest
In accordance with SEBI (Research Analyst) Regulations, 2014, the following disclosures
are made related to research reports and recommendations issued by ROHIT:
(a) Ownership of Securities:
Neither ROHIT, nor its research analysts, nor their relatives or associates, hold 1% or
more in the equity securities of the subject company or companies mentioned in the
research reports.
(b) Financial Interest:
ROHIT, its research analysts, and their relatives or associates do not have any direct or
indirect financial interest in the subject company/companies at the time of publication.
(c) Conflict of Interest:
At the date of publication of the research report, ROHIT, its research analysts, and their
relatives or associates do not have any material conflict of interest, whether pecuniary or
otherwise, with any of the subject companies referred to in the report.
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� Conflict of Interest & Compensation Disclosures
ROHIT or its associates have NOT:
(a) Received any compensation from the subject company in the past twelve months.
(b) Managed or co-managed any public offering of securities for the subject company in the
past twelve months.
(c) Received any compensation for investment banking, merchant banking, or brokerage
services from the subject company in the past twelve months.
(d) Received any compensation for products or services other than investment banking,
merchant banking, or brokerage services from the subject company in the past twelve
months.
(e) Received any compensation or other benefits from the subject company or any third
party in connection with this research report.
(f) Engaged in any market-making activity for the subject company.
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�💼 Research Analyst Disclosure
(a) The Research Analyst has not served as an officer, director, or employee of the subject
company at any point in time.
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� For More Information
For further details on:
(a) Risk disclosures
(b) Terms and conditions
(c) SEBI registration details
(d) Refund policies
(e) Compliance officer contact
(f) Disclaimers and investor responsibilities
Please visit our official website and social media platforms:
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� Trade Name / Website: www.researchanalystrohit.com
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� The Use of AI Tools in Research and Advisory Services involves several key points:
Our Recommendations are based on technical and fundamental analysis, with some use of
AI-artificial intelligence.
(a)Our Responsibility for client data security, confidentiality, and compliance is upheld
through the use of AI.
(b)AI trading risks include system vulnerabilities that can amplify errors.
(c) Handling sensitive data poses privacy and security risks, including potential breaches.
(d) Concerns include biased outputs, privacy violations, lack of transparency, data quality
issues, and misleading results from poor data.
(e) Severe data glitches may result in significant losses related to your security or portfolio.
(f) There is no guarantee of success or return when acting on AI-generated
recommendations.
(g) You bear the full risk of any investment decisions made based on such advice.
(h) The provider is not liable for any losses or damages you may incur as a result of your
actions taken as per AI recommendations.
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� Model Portfolio Disclaimer | Research Analyst Disclosure
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RESEARCH ANALYST
SEBI Research Analyst Registration No.: INH000022109
“ROHIT” may, from time to time, publish or recommend a Model Portfolio as part of its
research and analysis services. Any such model portfolio will be issued and maintained in
accordance with the guidelines and conditions prescribed under the SEBI (Research
Analyst) Regulations, 2014 and any subsequent circulars or clarifications issued by SEBI.
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� Key Points:
(a) The model portfolio is created purely for illustration and educational purposes and is
not intended to act as specific investment advice for any individual client.
(b) Any inclusion of securities or their weightage is based on research-driven methodology
and is aligned with general market views and sectoral outlooks at the time of issuance.
ROHIT will ensure that such model portfolios:
(i) Are accompanied by detailed rationale.
(ii) Are continuously monitored and updated when necessary.
(iii) Respect the boundaries between non-advisory research and personal portfolio
management as mandated by SEBI guidelines.
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️ Investor Responsibility:
Investors are advised to exercise discretion and consult with an investment adviser or
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inancial planner before replicating or acting upon any model portfolio published by
ROHIT. The model portfolio does not consider individual risk profiles, financial goals, or
investment timelines and therefore may not be suitable for all types of investors.
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� 📢 Notice on Unregulated Products: Crypto, Forex & Third-Party Services
ROHIT
SEBI Research Analyst Registration No.: INH000022109
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️ Important Legal & Risk Disclosure
Please note that our recommendations, insights, or services related to Crypto assets,
Foreign Exchange (Forex) trading, and any other third-party products are made outside the
jurisdiction of the Securities and Exchange Board of India (SEBI).
Accordingly:
(a) These products fall outside the regulatory purview of SEBI, and
(b) No recourse, protection, or dispute resolution mechanism from SEBI shall be available
to investors engaging in such instruments based on our content or commentary.
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� High Risk Warning
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(a) The potential for capital loss is significantly high in Crypto and Forex markets due to
their unregulated and volatile nature.
(b) The absence of regulatory oversight and formal grievance mechanisms increases the
risk of fraud, operational failure, and non-recoverable losses.
(c) Investors must exercise extreme caution and invest strictly based on their personal risk
tolerance and financial situation.
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� Our Position
(a) We are not registered to provide investment advisory, trading, or portfolio services for
unregulated products.
(b) Any views or references provided on Crypto, Forex, or similar third-party products
are not recommendations, but are shared purely as research-based insights or analyst
commentary for general informational purposes.
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� Liability Disclaimer
ROHIT and its representatives cannot be held responsible for any adverse events, capital
erosion, or disputes arising from investment decisions made in unregulated markets based
on our research or communications.
For SEBI-regulated research services, model portfolios, disclosures, and terms of service,
please visit our official website:
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� www.researchanalystrohit.com
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� 📊 Securities/Stock Ratings – Definitions & Guidelines
Issued by: ROHIT (SEBI Reg. No.: INH000022109)
To ensure transparency and clarity in our research reports and stock recommendations,
the following terminology is used to define specific ratings or actions:
✅ Buy
Indicates that the stock/security should be purchased within the specified price
range provided in the recommendation.
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� Example: “Buy XYZ at ₹100–₹105” means XYZ should be bought strictly within that
range. Buying outside this price band is not advised.
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� Sell
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Suggests that the stock/security should be sold within the specified price range mentioned
in the recommendation.
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� Follow the defined range for optimal execution.
✋ Hold
Advises investors to retain their current holdings in the stock/security until a revised call is
issued, such as a new stop-loss or target update.
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� Apply
Recommends participation in specific public offers like:
(a) Initial Public Offering (IPO)
(b) Buyback Offers
(c) Offer for Sale (OFS)
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� Book Profit
Indicates it is advisable to sell part or all holdings of the stock/security to realize or lock in
existing gains.
❌ Exit
A strong recommendation to sell all existing quantities and close the entire position in the
mentioned stock/security.
➕➖ Add / Reduce
(i) Add: Buy additional quantity of the security if already holding based on favourable
conditions.
(ii) Reduce: Partially sell the security based on revised outlook, risk, or market movement.
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� Investor Note
Please execute recommendations as per the defined levels and time horizon, and consult a
SEBI-registered Investment Adviser for decisions tailored to your individual risk profile and
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inancial goals.
For more details, disclaimers, and regulatory information, visit:
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� www.researchanalystrohit.com
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� Important Notice – Grievance Redressal
At ROHIT (SEBI Reg. No.: INH000022109), we are committed to maintaining the highest
standards of transparency, service, and investor protection.
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If you are dissatisfied with any aspect of our services, we encourage you to raise your first
level of complaint through the following channels:
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� Email: researchanalystrohit@gmail.com
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� Phone: +91 92505 66903
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We will make every effort to address and resolve your complaint in a transparent and
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imely manner. If unresolved, you may escalate it further through appropriate regulatory
channels such as SEBI’s SCORES platform.
Thank you for giving us the opportunity to serve you responsibly.
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� If you are dissatisfied with any aspect of our service, you may contact us through the
following channels for a prompt response:
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� Level 1 – Initial Complaint Contact
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️ Level 2 – Escalation to SEBI (If unresolved after 7 days)
If your concern remains unresolved within 7 days or you are not satisfied with our
response, you may escalate the issue directly to SEBI using the platforms below:
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� SEBI SCORES Portal:
https://scores.sebi.gov.in/
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� Investor Awareness & Education Tools by SEBI
The Securities and Exchange Board of India (SEBI) provides a range of free tools, resources,
and mobile applications to promote investor awareness and financial literacy. These
offerings are designed to empower investors to make informed decisions and protect their
interests in the securities market.
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� SEBI Saarthi App
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� Investor Charter & Complaint Table
For additional information on investor rights, services, responsibilities, and complaint
mechanisms, you can refer to the Investor Charter and Complaint Table available on the
research analyst or intermediary’s website.
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